Lineamientos para la implementación del SAGRILAFT en SODIAK SA
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Date
2023-10-17
Authors
Hernández Robayo, Ingrid Constanza
Advisors
Belalcazar Mogollón, Fernando
Editors
Journal Title
Journal ISSN
Volume Title
Publisher
Corporación Universitaria Minuto de Dios
Type
Thesis
Rights
Atribución-NoComercial-SinDerivadas 2.5 Colombia
Abstract
SAGRILAFT - Sistema de Autocontrol Contra el Lavado de Activos la Financiación del
Terrorismo y la Proliferación de Armas de Destrucción Masiva, es una directriz de la
Supersociedades por lo tanto las empresas vigiladas y supervisadas por la entidad están obligadas
a su implementación. El objetivo de este trabajo es establecer los lineamientos con base a la
circular básica jurídica para la ejecución del SAGRILAFT en SODIAK SA, analizando la
operatividad de la compañía y las normativas que la rigen desde el 2022 cuando paso a ser
obligada. Teniendo en cuenta los diferentes factores como; los principales responsables,
destacando el rol de la junta directiva, representante legal y el oficial de cumplimiento, este
último es quien administra y ejecuta el sistema , mediante el desarrollo del objetivo se
identificaron los factores para establecer los riesgo del Lavado de Activos la Financiación y la
Proliferación de Armas de Destrucción Masiva- LA/FT, los aspectos de la debida diligencias
para clientes, proveedores colabores y demás contrapartes así como también el reporte ROS -
Reporte de Operación Sospechosa - ante el SIREL es el sistema oficial en línea de la UIAFUnidad de Análisis financiero (entidad del estado encargada de centralizar y detectar
información relacionado con el lavado de activos). Entre los factores se presenta la estructura
para la construcción del Manual y las políticas que deben ser avaladas por el máximo órgano
como dirección principal en Sodiak, como paralelo entre los lineamientos se presentan los
riesgos, eventuales sanciones ante estos delitos y se menciona el medio para mitigarlos y/o
contralarlos, la matriz identificación de riesgos.
Como resultado del proyecto se pretende presentar, una propuesta permitiendo así, conforme a
los lineamientos y directrices que rigen a SODIAK, implementar el SAGRILAFTcomo
mecanismos de control contra el LA /FT.
SAGRILAFT Self-control System Against Money Laundering, Terrorism Financing and the Proliferation of Weapons of Mass Destruction is a guideline of Supersociedades, therefore the companies monitored and supervised by the entity are obliged to implement it. The objective of this work is to establish the guidelines based on the basic legal circular for the execution of SAGRILAFT in SODIAK SA, analyzing the operation of the company and the regulations that govern it since 2022 when it became obligated. aking into account the different factors such as; the main responsible, highlighting the role of the board of directors, legal representative and the compliance officer, the latter is the one who manages and executes the system. Through the development of the objective, the factors were identified to establish the LA/TF risk and the aspects of due diligence for clients, collaborating suppliers and other counterparties, as well as the ROS report, before SIREL is the official online reporting system of the UIAF - Financial Analysis Unit (state entity in charge of centralizing and detecting information related to money laundering) Among the factors, the structure for the Manual and the policies that must be endorsed by the highest body as the main management of Sodiak are presented, as a parallel between the guidelines, the risks are presented, eventual sanctions for these crimes and the means to mitigate them and the means to mitigate them are mentioned. /or control them, the risk identification matrix. As a result of the project, it is intended to present a proposal thus allowing, in accordance with the guidelines and directives that govern SODIAK, to implement SAGRILAF as control mechanisms against LA / FT.
SAGRILAFT Self-control System Against Money Laundering, Terrorism Financing and the Proliferation of Weapons of Mass Destruction is a guideline of Supersociedades, therefore the companies monitored and supervised by the entity are obliged to implement it. The objective of this work is to establish the guidelines based on the basic legal circular for the execution of SAGRILAFT in SODIAK SA, analyzing the operation of the company and the regulations that govern it since 2022 when it became obligated. aking into account the different factors such as; the main responsible, highlighting the role of the board of directors, legal representative and the compliance officer, the latter is the one who manages and executes the system. Through the development of the objective, the factors were identified to establish the LA/TF risk and the aspects of due diligence for clients, collaborating suppliers and other counterparties, as well as the ROS report, before SIREL is the official online reporting system of the UIAF - Financial Analysis Unit (state entity in charge of centralizing and detecting information related to money laundering) Among the factors, the structure for the Manual and the policies that must be endorsed by the highest body as the main management of Sodiak are presented, as a parallel between the guidelines, the risks are presented, eventual sanctions for these crimes and the means to mitigate them and the means to mitigate them are mentioned. /or control them, the risk identification matrix. As a result of the project, it is intended to present a proposal thus allowing, in accordance with the guidelines and directives that govern SODIAK, to implement SAGRILAF as control mechanisms against LA / FT.
Description
Establecer los lineamientos para la implementación del sistema de administración del riesgo
contra el lavado de activos, la financiando del terrorismo y la proliferación de armas de
destrucción masivas - SAGRILAFT/FPADM, mediante instrumentos de investigación enfocados
en el beneficio de la compañía SODIAK S.A como valor agregado y mecanismo normativos
aplicables a la operatividad
Keywords
Circular básica jurídica, Supersociedades, Sagrilaf, Debida diligencia, Riesgos, ROS, Basic legal circular, Supersociedades, Sagrilaft, Due diligence,, Risk,, ROS